Tag: funds

Popular ISA funds #internet #businesses


#investment ideas

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This month’s ISA investment ideas

Past performance is not a guide to future returns. All investments can go down as well as up in value, so you could get back less than you invest. Yields are variable and not guaranteed. Tax rules can change and the value of any tax shelter depends on individual circumstances. Hargreaves Lansdown Multi-Manager funds are managed by our sister company Hargreaves Lansdown Fund Managers.

Unsure where to invest?

Still not sure where to invest? Whether you’re an experienced investor or just starting out we provide a range of portfolios to help you select the right investments to fit your financial goals, at the level of risk you are happy with. Select one of the options below to get started. If you are unsure of the suitability of your investment please seek advice .

Leave it to an expert

Leave it to an expert

Simple and expertly managed, our ready-made portfolios take the hassle out of investing.

Simple and expertly managed, our ready-made portfolios take the hassle out of investing.

Whether investing for income or growth, you can choose from a range of portfolios depending on your aims and attitude to risk.

Whether investing for income or growth, you can choose from a range of portfolios depending on your aims and attitude to risk.

Help me choose

Help to get you started

Help you get started

Master portfolios are designed to help you get started with investing. There are five example portfolios depending on your aims and attitude to risk.

Master portfolios are designed to help you get started with investing. There are five examples portfolios depending on your aims and attitude to risk.

While each fund is professionally managed, the overall responsibility for managing the holdings rests with you

While each fund is professionally managed, the overall responsibility for managing the holdings rests with you

Build your own investment portfolio

Build your own investment portfolio

Frequently asked questions

What is the difference between income and accumulation units?

The type of unit you hold determines how any income generated from the fund’s underlying investments is treated.

With income units, income is paid out to fund holders as cash. This could provide the investor with an income stream or the cash could be reinvested to buy additional units.

With accumulation units income is retained within the fund and reinvested, increasing the price of the units. Generally, for investors who wish to reinvest income, accumulation units offer a more convenient and cost-effective way of doing so.

What is the difference between ‘inclusive’ and ‘unbundled’ funds?

In the past most investors who held funds, such as unit trusts and OEICs, paid a single ongoing charge to the manager of their chosen funds. This charge often included an element of commission which the fund manager shared with brokers, such as Hargreaves Lansdown, to help pay for their service. We call these funds ‘inclusive’ funds.

Recent FCA rule changes mean that when investors purchase a fund any commission must be rebated to the investor. As a result of the FCA’s new rules, fund management groups have launched new versions of their funds with lower ongoing charges, which do not include any commission. We call these funds ‘unbundled’ funds.

Once you have opened an account, it is straightforward and secure to place a deal. Please ensure you have read the fund’s Key Investor Information Document or Key Features first which is available from the individual fund factsheets on the website.

1. Log in or call our experienced dealers

Log in to your secure online account or call our experienced dealers on 0117 980 9800 .

2. Select the account in which you wish to deal

Select either the Fund & Share Account, Stocks & Shares ISA or SIPP.

3. Choose your investment and deal value

Find your fund online and enter the value you’re looking to invest. Alternatively, provide your dealer with these details by telephone. When dealing online, you will also need to enter your trading password.

The details of the deal will be provided for you to check. Confirm you’re happy with the fund name and value to be invested and the deal is done. We will send you a contract note either by post or you can download it online – whichever you prefer.

A fund is an investment that pools together the money from many individuals. Fund managers then use it to invest in a wide range of shares and/or bonds. Each investor is issued units, which represent a portion of the holdings of the fund.

Funds are popular with investors because they offer access to a ready-made investment portfolio run by an expert in their field. You can normally invest from £100 as a lump sum or £25 per month, and get instant access to a diversified portfolio for a much lower cost than purchasing the individual investments yourself.

The value of investments can go down in value as well as up, so you could get back less than you invest. It is therefore important that you understand the risks and commitments . This website aims to provide information to help you make your own informed decisions. It does not provide personal advice based on your circumstances. If you are unsure of how suitable an investment is for you, please seek personal advice from our Financial Advisers.


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Business Continuity Planning for Hedge Funds and Investment Firms #unique #business #ideas


#business continuity plan

#

Business Continuity

Eze Business Continuity Planning

Hedge funds and private equity firms firms must react swiftly, methodically and successfully when confronted with unexpected business disruptions or else risk significant financial loss. This level of response requires extensive business continuity planning to ensure all aspects of a firm’s business are evaluated and protected.

Effective Business Continuity Planning (BCP) can help minimize financial loss and the negative effects of disruptions on an investment firm’s strategic plans, market position, operations, and reputation.

Eze Castle’s Business Continuity Planning Services (Eze BCP) extend beyond technology to focus on critical operations and processes that hedge funds or investment firms must have available if a disaster strikes. Our Eze BCP consultants are certified experts in business continuity planning and possess deep knowledge of the unique operations of financial services firms.

This combined expertise means a client gains a custom, comprehensive BCP plan developed and managed by professionals that understand the client’s business. And our hedge fund business continuity consultants work with clients to address the full spectrum of BCP.

Eze BCP Features

  • Delivered by Certified Business Continuity Professionals who work exclusively with hedge fund and private equity firms
  • Industry-specific experience, knowledge and focus make our team pros at identifying a company’s potential exposures — our team knows the risks facing the investment management industry
  • Proven methodology to ensure your firm is prepared for the unexpected
  • Annual review of BCP documentation and updates to account for business changes
  • Employee training sessions and executive roundtables run by an Eze seasoned hedge fund business continuity consultant

Learn More about BCP

Learn more about Eze Castle’s business continuity planning service and how our certified BCP experts can prepare your firm for a disaster.

This guidebook is designed to help hedge fund managers of all sizes develop an understanding of both the BCP and DR planning processes.

Eze BCP Methodology

1. Risk Assessment

Our business continuity consultants will identify and prioritize potential business risks and disruptions based on severity and likelihood of occurrence. Key elements of Eze Castle’s Risk Assessment phase include:

  • Evaluation of the company’s risks and exposures
  • Assessment of the potential impact of various business disruption scenarios
  • Determination of the most likely threat scenarios
  • Assessment of telecommunication recovery options and communication plans
  • Prioritization of findings and development of a roadmap

2. Business Impact Analysis

Eze Castle’s hedge fund BCP experts will collect information on a wide range of areas from recovery assumptions and critical business processes to interdependencies and critical staff. Key elements of Eze Castle’s BIA phase include:

  • Determination of the maximum amount of downtime business processes can withstand
  • Development of recovery point objectives and recovery time objectives for critical functions (e.g. applications, systems, etc.)
  • Identification of critical business processes and workflows and the supporting applications
  • Outlining of internal and external dependencies
  • Determination of critical staff members as well as backups with similar skill sets

3. Strategy and Plan Development

Our certified business continuity planners will create department, division and site level plans for your business. Key elements of this phase include:

  • Synthesis of Risk Assessment and BIA findings
  • Development of plans for department, division and site level contingencies
  • Review of plans with key stakeholders to obtain executive sign-off on overall plan
  • Creation of offsite, secure web repository where the firm’s BCP plan is stored for easy access from virtually anywhere during an outage or disaster

4. Plan Testing, Training and Maintenance

Business continuity plans are living documents and must be updated annually to ensure they account for changes within the firm as well as any changes in risk scenarios. Key elements of this ongoing phase include:

  • Conducting of tabletop and simulation exercises to help ensure employees are effectively trained
  • Development of employee training sessions
  • Review of BCP, business impact analysis and risks annually by an Eze hedge fund business continuity consultant
  • Execution of the annual review process to guarantee new threats and business process changes are accurately represented in the BCP

Tags : , , , , , , , ,

Popular ISA funds #personalized #business #gifts


#investment ideas

#

This month’s ISA investment ideas

Past performance is not a guide to future returns. All investments can go down as well as up in value, so you could get back less than you invest. Yields are variable and not guaranteed. Tax rules can change and the value of any tax shelter depends on individual circumstances. Hargreaves Lansdown Multi-Manager funds are managed by our sister company Hargreaves Lansdown Fund Managers.

Unsure where to invest?

Still not sure where to invest? Whether you’re an experienced investor or just starting out we provide a range of portfolios to help you select the right investments to fit your financial goals, at the level of risk you are happy with. Select one of the options below to get started. If you are unsure of the suitability of your investment please seek advice .

Leave it to an expert

Leave it to an expert

Simple and expertly managed, our ready-made portfolios take the hassle out of investing.

Simple and expertly managed, our ready-made portfolios take the hassle out of investing.

Whether investing for income or growth, you can choose from a range of portfolios depending on your aims and attitude to risk.

Whether investing for income or growth, you can choose from a range of portfolios depending on your aims and attitude to risk.

Help me choose

Help to get you started

Help you get started

Master portfolios are designed to help you get started with investing. There are five example portfolios depending on your aims and attitude to risk.

Master portfolios are designed to help you get started with investing. There are five examples portfolios depending on your aims and attitude to risk.

While each fund is professionally managed, the overall responsibility for managing the holdings rests with you

While each fund is professionally managed, the overall responsibility for managing the holdings rests with you

Build your own investment portfolio

Build your own investment portfolio

Frequently asked questions

What is the difference between income and accumulation units?

The type of unit you hold determines how any income generated from the fund’s underlying investments is treated.

With income units, income is paid out to fund holders as cash. This could provide the investor with an income stream or the cash could be reinvested to buy additional units.

With accumulation units income is retained within the fund and reinvested, increasing the price of the units. Generally, for investors who wish to reinvest income, accumulation units offer a more convenient and cost-effective way of doing so.

What is the difference between ‘inclusive’ and ‘unbundled’ funds?

In the past most investors who held funds, such as unit trusts and OEICs, paid a single ongoing charge to the manager of their chosen funds. This charge often included an element of commission which the fund manager shared with brokers, such as Hargreaves Lansdown, to help pay for their service. We call these funds ‘inclusive’ funds.

Recent FCA rule changes mean that when investors purchase a fund any commission must be rebated to the investor. As a result of the FCA’s new rules, fund management groups have launched new versions of their funds with lower ongoing charges, which do not include any commission. We call these funds ‘unbundled’ funds.

Once you have opened an account, it is straightforward and secure to place a deal. Please ensure you have read the fund’s Key Investor Information Document or Key Features first which is available from the individual fund factsheets on the website.

1. Log in or call our experienced dealers

Log in to your secure online account or call our experienced dealers on 0117 980 9800 .

2. Select the account in which you wish to deal

Select either the Fund & Share Account, Stocks & Shares ISA or SIPP.

3. Choose your investment and deal value

Find your fund online and enter the value you’re looking to invest. Alternatively, provide your dealer with these details by telephone. When dealing online, you will also need to enter your trading password.

The details of the deal will be provided for you to check. Confirm you’re happy with the fund name and value to be invested and the deal is done. We will send you a contract note either by post or you can download it online – whichever you prefer.

A fund is an investment that pools together the money from many individuals. Fund managers then use it to invest in a wide range of shares and/or bonds. Each investor is issued units, which represent a portion of the holdings of the fund.

Funds are popular with investors because they offer access to a ready-made investment portfolio run by an expert in their field. You can normally invest from £100 as a lump sum or £25 per month, and get instant access to a diversified portfolio for a much lower cost than purchasing the individual investments yourself.

The value of investments can go down in value as well as up, so you could get back less than you invest. It is therefore important that you understand the risks and commitments . This website aims to provide information to help you make your own informed decisions. It does not provide personal advice based on your circumstances. If you are unsure of how suitable an investment is for you, please seek personal advice from our Financial Advisers.


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Structured Settlement Annuities #life #settlement #funds


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What is a Structured Settlement Annuity?

A Structured Settlement Annuity (SSA) provides tax-free, periodic payments over a period of time, specifically designed to meet an injured party’s needs. Specialized consultants facilitate the settlement process, as well as help design and negotiate the structure.

Why choose a Structured Settlement?

Benefits for the injured party:

  • Features customized design: Payments are specifically tailored to meet the injured party’s particular financial needs over a defined period.
  • Emphasizes stability: Payments are designed to help meet the claimant’s current and future financial needs.
  • Promotes security: Structured settlement provide the dependability of a highly rated financial institution.

Benefits for the defendant:

  • Leads to faster settlements
  • May reduce costs
  • Avoids Jury trials
  • May allow for tax deduction (self-insured)

This material is not intended to be used, nor can it be used by any taxpayer, for the purpose of avoiding U.S. federal, state, or local tax penalties. This material is written to support the promotion or marketing of the transaction(s) or matter(s) addressed by this material. Pacific Life, its distributors, and respective representatives do not provide tax, accounting, or legal advice. Any taxpayer should seek advice based on the taxpayer’s particular circumstances from an independent tax advisor or attorney.

Pacific Life refers to Pacific Life Insurance Company and its affiliates, including Pacific Life Annuity Company. Insurance products are issued by Pacific Life Insurance Company in all states except New York and in New York by Pacific Life Annuity Company. Product availability and features may vary by state. Each insurance company is solely responsible for the financial obligations accruing under the products it issues. Insurance product and guarantees, including annuity payout rates, are backed by the financial strength and claims-paying ability of the issuing insurance company and do not protect the value of the variable investment options.


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2017 TradeStation Review – Online Stock Trading, scottrade restricted funds.#Scottrade #restricted #funds


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TradeStation Review

Offering professional-level tools and advanced educational resources, TradeStation is a great option for serious traders. Although monthly charges and trading fees can be high for low-volume traders, most active clients find the overall costs to be very competitive.

Latest Update November 11, 2015

The Good

Professional platform and trading tools

There s a lot to like in TradeStation s award-winning trading platform, especially if you re an advanced trader. Identifying new trading opportunities is a snap with the RadarScreen tool, a powerful real-time search and tracking function built right into the TradeStation Platform. You can customize RadarScreen to automatically follow and chart market trends that meet your investment criteria, allowing you to hone in on opportunities and execute trades before others in the market can react. You also won t have to worry about your trade order getting lost in the shuffle with TradeStation s speedy order execution technology. In fact, the TradeStation platform gives you a direct, reliable connection to dozens of exchanges, allowing you to get your order filled fast.

Complete strategy customization with EasyLanguage

If you re a trader that loves to experiment with strategy and develop your own specialized market indicators, TradeStation s EasyLanguage is sure to excite you. This proprietary coding language allows you to build customized trading strategies and tracking indicators to put your investment ideas into action. TradeStation clients can even share or sell their EasyLanguage creations in the TradeStation Strategy Network. Though EasyLanguage takes a bit of effort to learn, TradeStation offers home study courses and live and on-demand video courses to get you up to speed. While some advanced courses are fee-based, a variety of free training materials are available.

Strong trader community

TradeStation is one of the few online trade brokers to offer a quality community forum, which is a great way to connect with other traders and share information. You can read and join in on vibrant discussions covering a wide variety of investing topics, from trading strategy to investor psychology. The TradeStation Wiki is another great source of user guides and insightful tips and tricks from the community s most experienced traders. In combination with TradeStation s great educational resources, you ll have ample opportunity to learn about and discuss just about any aspect of trading. And you might just build some friendships along the way.

Access to all major investment products

If you re looking for diversity in investment products, TradeStation is the broker for you. You can trade in all major products, from stocks and bonds to options and mutual funds. If you re interested in international markets, TradeStation has you covered there, too. You can even jump right into forex and futures markets, an opportunity that few other brokers offer. Though TradeStation does offer exchange-traded funds (ETFs), you won t be able to trade commission-free, just about the only omission in the TradeStation product lineup.

Attractive pricing structure for active traders

When you make more than 30 stock and ETF trades per month, TradeStation charges a flat fee of only $5 per trade, plus $0.01 per share on the first 500 shares and $0.006 on each additional share. Though you can find better pricing, this is a pretty favorable deal, especially compared to other major brokers. For options trades, you pay only $1.00 per contract with no base or flat fees assessed on the trade. This is also quite attractive in comparison to most of the other brokers.

Major upgrades to educational resources

TradeStation has made some great strides toward building a comprehensive, easy-to-use educational resource center. TradeStation University is the place to go for free video tutorials, e-books, and articles on using the TradeStation Platform, learning about different investment products, and getting started with EasyLanguage. Once you have the basics down, move over to TradeStation Labs to really nail down the finer points of investment analysis and strategy. In the Labs section, you can find on-demand video tutorials from TradeStation experts and well-known industry analysts. You can even join in on live webcasts to participate in discussions and get your questions answered by the experts. Whether you re a beginner or an old hand, you ll appreciate all the learning resources TradeStation puts at your fingertips.

Trade free for 60 days

One great thing about starting up with TradeStation is that you ll get access to the company s trading platform and real-time monitoring tools free for your first 60 days of trading. You can also get up to $500 in rebates on commissions for trades in equities shares, options contracts, and futures, which is no small sum. To be perfectly clear, most online brokers do not charge a monthly fee for use of their trading platform. Though it would be a major plus if the TradeStation Platform came with no fees at all, 60 days of free access to a professional-level platform is definitely a plus.

The Bad

$99 monthly charge to use TradeStation software

Low-volume traders will be disappointed to learn that TradeStation charges for use of its trading software, a practice relatively uncommon in the industry. Though the TradeStation Platform ranks among the best in the industry, with a variety of professional-level analysis tools and high-quality trade execution technology, the cost is probably not worth it for casual traders. On the other hand, if you are an active trader who plans to trade more than 5,000 shares or 50 options contracts per month, this is not an important issue, since the $99 charge is waived for users who exceed these trade minimums.

Behind the curve in terms of web trading

TradeStation has also fallen behind its competitors in terms of web-based trading tools. Even though it has recently released a browser-based trading solution with most basic trading functions in place, the company s primary focus is clearly on its downloadable software package. For example, if you re interested in accessing some of TradeStation s excellent analysis and charting tools, such as RadarScreen and Scanner, you simply won t find them in the web trading platform. This is surprising, as other online brokers have managed to include advanced tools in their web-based offerings.

The Details

Trading Costs and Fees

  • Broker Assisted Trades: $50
  • Futures Contract Fee: $0.25 – $1.20
  • Maintenance Fees: $99.95/month (unless minimum criteria is met)
  • Margin Rates: 6.25% – 8.50%
  • Minimum Account Balance Fee: Trading account restricted
  • Mutual Funds Fee – Load: $14.95
  • Mutual Funds Fee – No-Load: $14.95
  • Options Contract Price: $0.20 – $0.70
  • Options Flat Fee: $4.99 – $9.99
  • Stock Flat Fee: $4.99 – $9.99
  • ACH/EFT Withdrawal: $25
  • Bounced Check: $25
  • Check Withdrawal: $25
  • Domestic Wire Withdrawal: $25
  • Forced Margin Sellout: $20
  • Full Account Transfer: $125
  • IRA Annual Fee: $35
  • Partial Account Transfer: $0
  • Stop Payment on Check: $25
  • Telephone Orders: Unknown

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Scottrade restricted funds


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High-yield Money Market, high yield money market mutual funds.#High #yield #money #market #mutual #funds


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High-yield Money Market

High yield money market mutual funds

High yield money market mutual funds

Choosing the Best High Yield Money Market

High yield money market presents investors with greater opportunities to earn high profits at lesser risk. Yet, newcomers to the financial market can easily get confused with terms and will often mistake between the high yield money market account and the high yield market fund.

One type of investment instrument in the high yield money market is the money market mutual fund. These are offered to investors who seek for low risk investments but also want a high return. It is a fund where several debt investments are pooled together while allowing liquidity on the investments. Investors can easily withdraw the funds any time. Providers of money market funds must maintain the net asset value or NAV to $1 per share. A money market fund that has an NAV under $1 is called “breaking the buck” which is rare. In the last 20 years, there are only 2 instances when the market has failed to meet the $1 NAV – in 1994 and in 2008.

On the other hand, high yield money market account is a savings account that is liquid and earns interest but with limited withdrawal and check-writing capabilities. A minimum deposit is usually required to open such account. The rate offered in this account is variable, meaning the rates fluctuate over time. Aside from banks, credit unions also offer high yielding money market accounts. And with that, investors should check that the banks they applied an account from are insured by Federal Deposit Insurance Corporation (FDIC) and that the credit unions are insured by the National Credit Union Association (NCUA).

In choosing a high yield money market fund and account, the investor should consider the fees and expenses involved. Expenses should have a lower impact on the funds and must not exceed the interest earned. Monthly fees and other relevant expenses may hurt the fund and could produce a negative net effect on the funds. Yields should also be considered which come into a form of the interest rate. These rates reflect the probable earnings that would be returned to the investor for a certain period of time. The higher the rate of the account, the higher return can be expected.

Shopping for high yield money market accounts are best done online. With the growth of many online banks, it is easy to find financial institutions offering these investment tools. Also, the establishment of comparison sites allows investors to find financial institutions offering the best deals. These sites researches and collects data from the banks to compile large databases of bank information. These pieces of information are organized and put together to create a comparison chart with filtering capabilities. Investors searching for the best high yielding money market funds or accounts can easily find what they are looking for through these sites. Other than this, several tools are also available in websites like this that will aid the investors in determining their risk and their probable returns. Such tools include calculator tools and tutorials. Through these sites, investors can choose from a wide range of financial institutions, as well as a number of accounts available.

Lastest Money Market News

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Questions Answers

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High yield money market mutual funds

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High yield money market mutual funds


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Program Trading, Fair Value, Index Arbitrage Values, trading index funds.#Trading #index #funds


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trading index funds

Trading index funds

Trading index funds

Trading index funds

Trading index funds

Trading index funds

Trading index funds

Trading index funds

Trading index funds

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Trading index funds

Trading index funds

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Trading index funds

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Index Arbitrage Program Trading Premium Values for Sept-06-2017

Trading index funds

(Premium = SEP 2017 Futures – Spot Index)

Trading index funds

Trading index funds

Our Trading Guidelines for Sept-06-2017

Trading index funds

What are Fair Value, Sell Active , Sell Threshold , Buy Threshold , and Buy Active ?

When do sell programs and buy programs occur?


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What is a mutual fund? definition and meaning #stock #mutual #funds #definition


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mutual fund

An investment vehicle managed by finance professionals that raises capital by selling shares (called units) in a chosen and balanced set of securities to the public.

A mutual fund’s capital is invested in a group (portfolio) of corporate securities, commodities, options, etc. that match the fund’s objectives detailed in its prospectus. The level of a mutual fund’s income from its portfolio determines the daily market value (called net asset value) at which its units are redeemable on any business day. and the dividend paid to its unit holders. Mutual funds are of two main types: (1) open end fund. where the capitalization of the fund is not fixed and more units may be sold at any time to increase its capital base. (2) closed end fund, where capitalization is fixed and limited to the number of units authorized at the fund’s inception (or as formally altered thereafter).

Mutual funds usually charge a management fee (typically between 1 and 2 percent of the fund’s annual earnings) and may also levy other fees and sales commission (called ‘load’) if units are bought from a financial advisor. The term mutual fund, used mainly in the US, has no legal bearing, and may be referred to as unit investment trust or a unit trust in the UK and other British Commonwealth countries.

  • She didn’t want to invest in any in particular stock, so she invested in a broad index mutual fund to lower her risk.
  • When researching investment options for his retirement savings, Jeff decided that mutual fund s with a mix of stocks and bonds would be the best choice for his personal goals.
  • The economics students prepared for their lessons on mutual fund s by researching corporate security and portfolio options to determine the daily market value.
investment company

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Business Continuity Planning for Hedge Funds and Investment Firms #business #seminars


#business continuity plan

#

Business Continuity

Eze Business Continuity Planning

Hedge funds and private equity firms firms must react swiftly, methodically and successfully when confronted with unexpected business disruptions or else risk significant financial loss. This level of response requires extensive business continuity planning to ensure all aspects of a firm’s business are evaluated and protected.

Effective Business Continuity Planning (BCP) can help minimize financial loss and the negative effects of disruptions on an investment firm’s strategic plans, market position, operations, and reputation.

Eze Castle’s Business Continuity Planning Services (Eze BCP) extend beyond technology to focus on critical operations and processes that hedge funds or investment firms must have available if a disaster strikes. Our Eze BCP consultants are certified experts in business continuity planning and possess deep knowledge of the unique operations of financial services firms.

This combined expertise means a client gains a custom, comprehensive BCP plan developed and managed by professionals that understand the client’s business. And our hedge fund business continuity consultants work with clients to address the full spectrum of BCP.

Eze BCP Features

  • Delivered by Certified Business Continuity Professionals who work exclusively with hedge fund and private equity firms
  • Industry-specific experience, knowledge and focus make our team pros at identifying a company’s potential exposures — our team knows the risks facing the investment management industry
  • Proven methodology to ensure your firm is prepared for the unexpected
  • Annual review of BCP documentation and updates to account for business changes
  • Employee training sessions and executive roundtables run by an Eze seasoned hedge fund business continuity consultant

Learn More about BCP

Learn more about Eze Castle’s business continuity planning service and how our certified BCP experts can prepare your firm for a disaster.

This guidebook is designed to help hedge fund managers of all sizes develop an understanding of both the BCP and DR planning processes.

Eze BCP Methodology

1. Risk Assessment

Our business continuity consultants will identify and prioritize potential business risks and disruptions based on severity and likelihood of occurrence. Key elements of Eze Castle’s Risk Assessment phase include:

  • Evaluation of the company’s risks and exposures
  • Assessment of the potential impact of various business disruption scenarios
  • Determination of the most likely threat scenarios
  • Assessment of telecommunication recovery options and communication plans
  • Prioritization of findings and development of a roadmap

2. Business Impact Analysis

Eze Castle’s hedge fund BCP experts will collect information on a wide range of areas from recovery assumptions and critical business processes to interdependencies and critical staff. Key elements of Eze Castle’s BIA phase include:

  • Determination of the maximum amount of downtime business processes can withstand
  • Development of recovery point objectives and recovery time objectives for critical functions (e.g. applications, systems, etc.)
  • Identification of critical business processes and workflows and the supporting applications
  • Outlining of internal and external dependencies
  • Determination of critical staff members as well as backups with similar skill sets

3. Strategy and Plan Development

Our certified business continuity planners will create department, division and site level plans for your business. Key elements of this phase include:

  • Synthesis of Risk Assessment and BIA findings
  • Development of plans for department, division and site level contingencies
  • Review of plans with key stakeholders to obtain executive sign-off on overall plan
  • Creation of offsite, secure web repository where the firm’s BCP plan is stored for easy access from virtually anywhere during an outage or disaster

4. Plan Testing, Training and Maintenance

Business continuity plans are living documents and must be updated annually to ensure they account for changes within the firm as well as any changes in risk scenarios. Key elements of this ongoing phase include:

  • Conducting of tabletop and simulation exercises to help ensure employees are effectively trained
  • Development of employee training sessions
  • Review of BCP, business impact analysis and risks annually by an Eze hedge fund business continuity consultant
  • Execution of the annual review process to guarantee new threats and business process changes are accurately represented in the BCP

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